Self-regulatory organizations

Results: 6954



#Item
51Economy of the European Union / Eurozone / Derivative / Euro / Self-regulatory organizations / International Swaps and Derivatives Association / Day count convention

ISDA EMU Guidebook INTRODUCTION

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Source URL: www.isda.org

Language: English - Date: 2010-07-15 15:40:35
52Self-regulatory organizations / International Swaps and Derivatives Association / ISDA Master Agreement / Depository Trust & Clearing Corporation / Electronic voting

ANNEX A CREDIT DERIVATIVES DETERMINATIONS COMMITTEES RULES (July 24, 2009 Version) 1. COMPOSITION OF CREDIT DERIVATIVES DETERMINATIONS COMMITTEES

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Source URL: dc.isda.org

Language: English - Date: 2016-07-12 15:36:25
53United States securities law / Self-regulatory organizations / Investment / Securities Investor Protection Corporation / Financial markets / Security / Short / Securities Exchange Act / Securities Investor Protection Act / DoddFrank Wall Street Reform and Consumer Protection Act

Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §As Amended Through February 2014

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
54Self-regulatory organizations / Financial markets / Financial services / Bond / Municipal bond / Finance / Municipal Securities Rulemaking Board / Revenue bond / Security / Financial Industry Regulatory Authority / Underwriting / Securities research

REQUEST FOR UNDERWRITER STATEMENT OF QUALIFICATIONS I. WORK DESCRIPTION

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2015-11-16 17:40:31
55Self-regulatory organizations / Auctions / International Swaps and Derivatives Association / ISDA Master Agreement / Depository Trust & Clearing Corporation / Derivative

2016 ISDA Credit Derivatives Determinations Committees Rules (January 20, 2016 Version)

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Source URL: dc.isda.org

Language: English - Date: 2016-01-20 08:54:51
56Self-regulatory organizations / Crowdfunding / United States securities law / Systemic risk / Financial regulation / Securities Exchange Act / Financial Industry Regulatory Authority / Security / Jumpstart Our Business Startups Act

Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights

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Source URL: www.entrex.net

Language: English - Date: 2016-06-20 10:11:36
57Systemic risk / Financial markets / Central Securities Depositories / Payment systems / Self-regulatory organizations / Repurchase agreement / Depository Trust & Clearing Corporation / Security / Bond / Collateralized debt obligation / Open market operation / Clearstream

OctoberAustralian Dollar Debt Instrument Confirmation and Settlement Standards Contents 1. Types of Deals Covered....................................................................................................

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Source URL: www.afma.com.au

Language: English
58Systemic risk / Self-regulatory organizations / Financial services / Commodity Futures Trading Commission / Derivative / European Market Infrastructure Regulation / International Swaps and Derivatives Association / Trade Repository

Microsoft Word - ISDA_SBSR_PPD_27Jul2016_FINAL_readdressed

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Source URL: business.cch.com

Language: English - Date: 2016-08-04 21:28:44
59Economy / Finance / Money / United States securities law / Self-regulatory organizations / Crowdfunding / Entrepreneurship / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Jumpstart Our Business Startups Act / Securities Investor Protection Corporation / Broker-dealer

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2015-11-20 09:00:46
60Tickets / Theatre in London / West End theatre / Self-regulatory organizations / London / Society of Ticket Agents and Retailers / Times Square / The Society of London Theatre / The Ticket Factory / TKTS / Writing

PRESS RELEASE FOR IMMEDIATE RELEASE 10 January 2013 Vote and Reward Your Best Customer Service Experience STAR sponsors the SOBOM

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Source URL: www.star.org.uk

Language: English - Date: 2013-01-18 03:18:10
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